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    Retirement & Compensation

    Defined Benefit Plan Design

    Deduct $200,000+ Annually While Building Retirement Wealth

    Defined Benefit (DB) plans are the most powerful tax-deferred retirement savings vehicle available, allowing contributions far exceeding 401(k) limits. For high-income business owners over 50, annual deductible contributions can exceed $300,000—significantly more than the $69,000 combined 401(k)/profit-sharing limit. The contribution amount is actuarially determined based on your age, income, and retirement benefit target, making this ideal for older professionals seeking accelerated retirement savings.

    See Your Potential Savings

    Based on a typical client profile for this strategy

    $103,600
    Annual Tax Savings
    $8,000
    Implementation Cost
    $95,600
    Net Year-1 Benefit
    $478,000
    5-Year Cash Benefit

    Real Results: Client Success Story

    Tax Before
    $185,000
    Tax After
    $81,400
    Total Savings
    $103,600
    56% Reduction

    "A 55-year-old dental practice owner earning $500,000 annually establishes a defined benefit plan. Based on actuarial calculations targeting a $275,000 annual benefit at age 65, the practice can contribute and deduct approximately $280,000 annually. At a 37% rate, this generates $103,600 in annual tax savings."

    *Illustrative scenario for educational purposes. Tax savings depend on individual circumstances, income level, entity structure, and proper implementation. Consult with a tax professional to determine eligibility.

    Do You Qualify? Quick Self-Assessment

    This strategy may be right for you if:

    Must be established by employer (self-employed qualifies)
    Annual actuarial certification required
    Contributions are mandatory—not discretionary like 401(k)
    Must cover eligible employees (nondiscrimination testing)
    PBGC premiums required if employees covered
    Cannot terminate without distributing all assets

    Check 3 or more? You may be a good candidate for this strategy. Schedule a free consultation to calculate your potential savings.

    Investment Levels

    Strategy Session
    $450-$750
    per session (1-1.5 hrs)
    • Current situation analysis
    • Tax reduction opportunities
    • Action item roadmap
    • Follow-up summary
    Get Started
    Most Popular
    Comprehensive Plan
    $2,500-$6,000
    per plan
    • Full financial analysis
    • Multi-year projections
    • Entity optimization
    • Implementation support
    Get Started
    Ongoing Advisory
    $600-$1,500
    per month
    • Quarterly planning calls
    • Transaction review
    • Legislative updates
    • Priority access
    Get Started
    Implementation
    $1,500-$5,000
    per project
    • Structure analysis
    • Document preparation
    • IRS filings
    • Transition planning
    Get Started

    Related Strategies

    Deep Dive

    Explore the Details

    For those who want to understand the full picture

    Real-World Example: Before & After

    Self-employed professional age 50+ earning $300K+
    Sole proprietor, S-Corp, or professional corporation

    A 55-year-old dental practice owner earning $500,000 annually establishes a defined benefit plan. Based on actuarial calculations targeting a $275,000 annual benefit at age 65, the practice can contribute and deduct approximately $280,000 annually. At a 37% rate, this generates $103,600 in annual tax savings.

    BEFORE Strategy

    Taxable Income:$500,000
    Tax Liability:$185,000

    AFTER Strategy

    Taxable Income:$500,000
    Tax Liability:$81,400

    The $280,000 deductible contribution dramatically reduces current taxable income. Funds grow tax-deferred until retirement distribution. The contribution level is mandatory once established (minimum funding) but can be designed with flexibility. Plan assets are generally protected from creditors under ERISA.

    IRS Authority & Professional References

    IRC § 404
    Deduction for Contributions to Qualified Plans
    Employer deduction limits for qualified plan contributions
    IRC § 415(b)
    Defined Benefit Limits
    Maximum annual benefit of $275,000 (2024) at normal retirement age
    IRC § 412
    Minimum Funding Standards
    Required minimum contributions to maintain plan funding
    IRC § 401(a)(4)
    Nondiscrimination Requirements
    Plans must not discriminate in favor of highly compensated
    ERISA § 4006-4007
    PBGC Premiums
    Pension Benefit Guaranty Corporation insurance requirements
    Treas. Reg. § 1.401(a)(4)-3
    Safe Harbor Benefit Formulas
    Testing methods for plan benefit structures
    IRS Rev. Rul. 2001-62
    Cash Balance Plans
    Guidance on hybrid defined benefit plan designs

    Key Benefits

    • Contribution limits far exceed 401(k)—often $200,000-$350,000+ for older owners
    • Immediate tax deduction at highest marginal rates
    • Tax-deferred growth on substantial plan assets
    • ERISA protection from creditors (in most states)
    • Can be combined with 401(k) for additional employee benefits
    • Contributions based on age—older owners contribute more

    Requirements & Risks

    Requirements:

    • •Must be established by employer (self-employed qualifies)
    • •Annual actuarial certification required
    • •Contributions are mandatory—not discretionary like 401(k)
    • •Must cover eligible employees (nondiscrimination testing)
    • •PBGC premiums required if employees covered
    • •Cannot terminate without distributing all assets

    Risks to Consider:

    • !Mandatory minimum funding even in low-profit years
    • !Investment losses may require additional contributions
    • !Complex administration—actuary and TPA fees of $3,000-$10,000/year
    • !Employee coverage requirements can be costly
    • !10-year excise tax on plan termination reversions
    • !Less flexible than 401(k) profit-sharing

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    Last updated: September 12, 2026